Density-Based Guidance and Control for Decentralized Autonomous Swarms
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Abstract
Autonomous swarms are an ensemble of thousands of expendable, ideally low-cost, systemsor robots working collaboratively to accomplish missions in harsh environments, where a
single monolithic system is either too risky or impractical for successful completion of the
collective objective. Due to their distinguishing advantages in redundancy, reconfigurability,
and robustness, guidance and control of autonomous swarms have become a rapidly emerging
research area, with particularly strong interest in future space missions. This dissertation
addresses both the guidance and control problems in a hierarchically decomposed framework
in order to keep each level tractable while ensuring mathematical guarantees such as stability
and convergence at each level of the hierarchy. As a result, the proposed solutions at each
level employ different mathematical tools and methods, while the overall framework is unified
through the notion of spatial density. The first part of the dissertation addresses the guidance level of the proposed hierarchicalframework by focusing on high-level density sequence design that interfaces with lower-level
swarm control. It presents additional results extending prior work on Markov chain-based
synthesis of desired density sequences. New constraints are introduced into the Markov chain
synthesis optimization problem to provide additional control over the transitional behavior
of target density sequences, particularly with respect to the spatial trajectory probabilities
of individual agents. The second and core part of the dissertation addresses the control level of the hierar-chical framework by developing a decentralized, density-based swarm control algorithm for
tracking desired spatial density distributions. The proposed control algorithm assumes heat
equation-based transition dynamics for the swarm and employs a density feedback control
law based on nonparametric local density estimation from local agent measurements. Sta-
bility and convergence of the resulting closed-loop system are established in the continuum
limit, yielding asymptotic guarantees with increasing numbers of agents. In addition, formal
collision avoidance guarantees are derived for a class of kernel functions used in the local
density estimation process. Finally, the control framework is extended with an adaptive
mechanism that enables decentralized, online optimization of the density estimation param-
eters, allowing each agent to adjust its estimation strategy in real time using only local
information.
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Thesis (Ph.D.)--University of Washington, 2026
