Integrated Experimental and Software Methods for Non-Targeted Analyses Investigation of Vehicle-Derived Chemicals and Their Transformation Products
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Hu, Ximin
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Abstract
Water pollution is a significant environmental issue that can yield detrimental impacts
on human health and ecosystem. Compounding the basic environmental pollution problem is
the fact that many chemicals can undergo various transformation reactions under
environmental conditions to form structurally similar transformation products (TPs). Notably,
some TPs may contribute significantly to the potential for adverse effects in environmental
systems while their characteristics and transformations are not fully understood. For example,
among various pollutant classes, vehicle-derived chemicals and their TPs are a growing
concern, representing compounds that are concurrently abundant (by mass use), widespread,
and poorly characterized or identified. For instance, our group recently identified 6PPD (N
(1,3-dimethylbutyl)-N’-phenyl-p-phenylenediamine), a ubiquitously used tire rubber
antioxidant, would be transformed under environmental conditions into 6PPDQ, a toxicant
which is responsible for the coho salmon (Oncorhynchus kisutch) acute mortality observed for
several decades in the Pacific Northwest. Therefore, there is a pressing need to chemically
characterize and to investigate the environmental fate and transport of these classes of vehicle
derived chemicals and their TPs for comprehensive environmental risk assessment,
remediation and policy making.
Problematically, identifying and tracking specific groups of pollutants or contaminant
sources is often challenging due to the complex chemical matrices present in surface waters
and the relatively narrow detection capabilities of traditional analytical methods (e.g., targeted
analytical methods via low-resolution mass spectrometry) that focus on limited numbers of
pre-defined analytes. Non-targeted analysis (NTA) can potentially address this challenge by
coupling high-resolution mass spectrometry (HRMS) instrumentation with data science
approaches for data analysis to better identify or quantify unknown pollutants or contamination
sources in complex mixtures. However, the development of HRMS data processing workflows
is still in a relatively early stage, is often labor intensive, and can lack well-established
protocols and integrated data processing capabilities, especially for open-source software, for
environmental data and systems.
To address the challenges above, this thesis communicates the development of
improved integrated experimental and open-source software methods for NTA using HRMS
instrumentation and capabilities. Subsequently, these methodologies were deployed for the
chemical characterization of vehicle-derived chemicals, focusing on the industrial antiozonant
6PPD widely used in tire rubbers and related transformation products. Chapter 1 presents an
introduction to these systems. Chapters 2-4 communicate the analysis and characterization of
6PPD and related TPs. 6PPD TPs include 6PPD-quinone (6PPDQ), which is an emerging
contaminant that was previously identified as the “primary causal toxicant” for acute mortality
events in stormwater-exposed coho salmon. Given its extraordinarily high toxicity, interest in
6PPDQ properties and fate extends from local to global scales. Experiments were conducted
to (a) investigate the physiochemical properties of 6PPDQ; (b) measure 6PPD ozonation
dynamics and quantify known TPs (i.e., 6PPDQ); (c) prioritize other potential 6PPD TPs with
HRMS-based NTA; and (d) evaluate the environmental fate of 6PPD and formation of TPs
under varied environmental conditions (ozone exposure, aerobic and anaerobic conditions)
while quantifying 6PPD and TPs with liquid chromatography-tandem mass spectrometry (LC
MS/MS). Chapters 5-6 focus on method development for HRMS NTA, including workflow
development for NTA data processing and development and optimization of source
identification and apportionment methodologies.
Chapter 1 provides an introduction and explains the research goals of the thesis. Chapter
2 discusses the investigation of the physiochemical properties of 6PPDQ, including logKow,
solubility, leaching potentials, sorption potentials and aqueous stability. We focused on
reporting chemical characteristics relevant to the fate and transport of the recently discovered
environmental toxicant 6PPDQ. The aqueous solubility and octanol–water partitioning
coefficient (logKow) for 6PPDQ were measured as 38 ± 10 μg L−1 and 4.30 ± 0.02, respectively.
Within the context of analytical measurement and laboratory processing, sorption to various
laboratory materials was evaluated, indicating that glass was largely inert but loss of 6PPDQ
(including non-recoverable mass) to other material types was common, including materials
commonly found in the laboratory. Aqueous leaching simulations from tire tread wear particles
(TWPs) indicated short-term release of ∼5.2 μg 6PPDQ per gram TWP over 6 h under flow
through conditions. Aqueous stability tests observed a slight-to-moderate loss of 6PPDQ over
47 days (26 ± 3% loss) for pH 5, 7, and 9. These measured physicochemical properties suggest
that 6PPDQ is generally poorly soluble (almost surprisingly so) but fairly stable over short time
periods (~5% loss over 3d) in simple aqueous systems. 6PPDQ can also leach readily from
TWPs for subsequent environmental transport, posing high potential for adverse effects in local
aquatic environments.
Chapter 3 evaluated the transformation kinetics of 6PPD degradation and 6PPDQ
formation using heterogeneous 6PPD ozonation in the gas phase. We investigated TP formation
occurring during heterogeneous reaction of gas-phase ozone with 6PPD; exposures included
both pure 6PPD solids and TWP rubber particles that contained 6PPD. Oxidative
transformation occurred during these ozonation conditions (inlet O3 concentration ∼360 ppbv),
with up to 81% of 6PPD mass reacting over 6 h. Conversion of 6PPD to 6PPDQ was confirmed
at a 9.7% molar yield for pure 6PPD solid and 0.95% molar yield for 6PPD present within
TWPs, representing likely minima over these time scales and conditions. Leveraging HRMS
suspect screening approaches, we identified 19 probable 6PPD-derived TPs in both ozonated
6PPD and TWP samples, underscoring formation of diverse TPs from this antioxidant
compound. By screening environmental samples, nine 6PPD-derived TPs were subsequently
detected within roadway runoff to communicate environmental relevance. The data confirms
that when tire rubber antioxidants react with ozone, as intended, they form and release various
TPs to surrounding environments with high potential to impair water quality.
Extending from Chapter 3, Chapter 4 evaluates 6PPD fate and transformation under
additional model environmental conditions. Different reaction conditions were tested to
comparatively investigate 6PPD transformation processes, including gas phase ozonation, gas
phase and aqueous phase aerobic exposures. The gas phase ozonation experiments included
conditions that were not evaluated in Chapter 3. During these experiments, 6PPD mass reacted
progressively during ozone exposure under tested conditions (93±2% 6PPD degraded during
2.5 h; inlet [O3] = 360 ppbv). The aqueous phase ozonation experiment determined the apparent
reaction rate constant of 6PPD with molecular O3 as (1.18±0.16)×106. Additionally, 6PPD
environmental transformation under aerobic conditions in gaseous and aqueous phases
suggested 6PPD is prone to transformation in water (half-life: 10.0 h) and fairly stable under
gas phase aerobic exposures if they lack or only contain trace molecular ozone (half-life: 69.3
days). The formation of 6PPD TPs was evaluated during all these exposure conditions. Among
all the tested conditions, 6PPDQ formation was only observed from 6PPD in gaseous systems
where ozone was clearly present. The results suggested that 6PPD-gaseous O3 interaction is
the primary formation pathway of 6PPDQ under ambient environmental conditions, while the
environmental fate, transport, and potential effects of other, still poorly understood 6PPD-TPs
merit further investigation.
Chapter 5 describes the development of an open-source Python package Mass-suite
(MSS) as a full, expandable open-source HRMS data analysis toolbox with multiple NTA data
processing capabilities. MSS provides flexible, user-defined workflows for HRMS data
processing and analysis, including both basic functions (e.g., feature extraction, data reduction,
feature annotation, data visualization, and statistical analyses) and advanced exploratory data
mining and predictive modeling capabilities that are not provided by currently available open
source software (e.g., unsupervised clustering analyses, a machine learning-based source
tracking and apportionment tool). As a key advance, most core MSS functions are supported
by machine learning algorithms (e.g., clustering algorithms and predictive modeling algorithms)
to facilitate function accuracy and/or efficiency. MSS reliability was validated with mixed
chemical standards of known composition, with 99.5% feature extraction accuracy and ~52%
overlap of extracted features relative to other open-source software tools. Example user cases
of laboratory data evaluation are provided to illustrate MSS functionalities and demonstrate
platform reliability. MSS expands available HRMS data analysis workflows for water quality
evaluation and environmental forensics and is readily integrated with existing database and
screening platforms. Though fully described in Chapter 5, applications of some MSS functions
are also described in Chapters 3 and 4 to facilitate data analysis of complex chemical mixtures.
Chapter 6 focused on the development and optimization of HRMS data processing
workflows with machine learning methodologies. Different algorithms and methodologies
were trained with ~550 data points and optimized for source identification and apportionment
predictions. Both qualitative and quantitative models were leveraged to facilitate the data
analysis and enable insight into NTA data tools that do not rely on feature identification. Dot
product-logistic regression (100% Acc.) and XGBoost classification model (93.3% Acc. on
training data) were trained for source identification. For source quantification method
development, various strategies were evaluated to mitigate the potential risks of overfitting
derived from relatively scarce sample data points (n=~550) versus substantial detection
numbers of unique chemical features (n=~3000). The methods tested include feature selection
(XGBoost), feature extraction (similarity scores and principal component analysis) and
regularization regressions (lasso, ridge and elastic net regressions). The results suggested that
regularization models outperformed other models on source apportionment predictions (with
the highest R2 scores of predicted and actual value), while PCA (Principal Component Analysis)
dimension reduction coupled with SVM (Support-Vector Machine) regression is a strong
candidate data processing strategy that merits further training and optimization efforts for
source apportionment applications.
These research findings provide valuable insights for researchers, policymakers, and
regulatory agencies in understanding and mitigating the impact of emerging contaminants on
human and environmental health. Leveraging the use of targeted analysis approaches, the
transformation dynamics and the environmental fate and transport of 6PPD and 6PPD-derived
TPs were further characterized by these studies. On the other hand, the data processing
workflow described here provides a workflow and developmental template for future non
targeted analysis investigations of complex chemical mixtures in aquatic environments,
especially for source tracking studies. Future investigations of other related emerging
contaminants (i.e., especially other PPD family chemicals) and their transformation products
are essential for improving the overall risk assessment of these types of pollutants in aquatic
environments. Further development and optimization of these analytical workflows, along with
more sample collection and analysis efforts, is needed to fully optimize potential HRMS-NTA
workflows for contamination source identification and quantification for different source and
background matrices. In conclusion, this research provides critical information to develop
management strategies for emerging contaminants derived from 6PPD used in vehicle tires, as
well as develop novel HRMS methodologies for source tracking studies.
Description
Thesis (Ph.D.)--University of Washington, 2023
